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Securities Act
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#	Item
411	H. ROne Hundred Seventh Congress of the United States of America AT THE SECOND SESSION Add to Reading List Source URL: iia-ru.ru Language: English - Date: 2007-01-29 02:02:00 U.S. Securities and Exchange Commission 73rd United States Congress United States corporate law United States securities law Auditing Public Company Accounting Oversight Board SarbanesOxley Act Securities Exchange Act Audit committee Securities Act Security Securities regulation in the United States
412	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2015-11-20 09:00:46 Economy Finance Money United States securities law Self-regulatory organizations Crowdfunding Entrepreneurship U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Jumpstart Our Business Startups Act Securities Investor Protection Corporation Broker-dealer
413	Dividend announcement Announcement acc. to para 30b sec. 1 sent. 1 no. 2 WpHG (German securities trading act) United Internet AG Montabaur Add to Reading List Source URL: www.united-internet.de Language: English - Date: 2016-05-20 03:57:07
414	Administrative Notice General Dealer Member Rules UMIR Please distribute internally to: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-03-16 14:21:04 Economy Finance Financial regulation Investment Industry Regulatory Organization of Canada Business Canadian Securities Institute U.S. Securities and Exchange Commission Canadian securities regulation Securities Act Bankruptcy Universal Market Integrity Rules Exempt market dealer
415	Administrative Notice General Dealer Member Rules UMIR Please distribute internally to: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2016-03-11 08:46:03 Financial regulation Investment Industry Regulatory Organization of Canada Canadian Securities Institute U.S. Securities and Exchange Commission Canadian securities regulation Securities Act Universal Market Integrity Rules Exempt market dealer
416	Sixt Leasing AG Pullach Notification pursuant to § 8 para. 1 sentence 6 German Securities Prospectus Act (Wertpapierprospektgesetz) The offer price for the shares offered based on the prospectus dated April 24, 2015 was Add to Reading List Source URL: ir.sixt-leasing.com Language: English - Date: 2015-05-07 04:15:40
417	NOTICE OF REQUEST FOR PUBLIC COMMENTS REGARDING A PROPOSED NEW MULTISTATE FORM U-1 AND A REVISED FORM U-2 April 1, 2016 Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2016-04-01 14:43:03 U.S. Securities and Exchange Commission United States securities law Stock market 73rd United States Congress Corporate crime Securities Act SEC filing Security Regulation A Prospectus North American Securities Administrators Association
418	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2015-09-24 16:02:07 United States securities law Financial regulation North American Securities Administrators Association Fiduciary DoddFrank Wall Street Reform and Consumer Protection Act Employee Benefits Security Administration Financial adviser Securities regulation in the United States Broker-dealer
419	Microsoft Word - What FinCEN AML Proposal Means For Crowdfunding Platforms.docx Add to Reading List Source URL: www.arnoldporter.com Language: English - Date: 2016-04-14 12:31:47 Crowdfunding Tax evasion Terrorism Equity crowdfunding Stock market U.S. Securities and Exchange Commission Financial Crimes Enforcement Network Broker-dealer Security Jumpstart Our Business Startups Act Securities Exchange Act Securities regulation in the United States
420	March 8, 2016 By E-Mail: Chair Mary Jo White Commissioner Michael Piwowar Commissioner Kara Stein Add to Reading List Source URL: www.ussif.org Language: English - Date: 2016-03-08 12:06:46 Finance Money Economy U.S. Securities and Exchange Commission 73rd United States Congress Systemic risk Corporate crime Securities Exchange Act US SIF Specialized investment fund DoddFrank Wall Street Reform and Consumer Protection Act Mutual fund

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